Josh Schwieterman, financial advisor Centerville OH
81 score

Josh Schwieterman

CRD Number: 5376028
Current Firm: Transamerica Financial Advisors, Inc.

Josh Schwieterman (CRD# 5376028) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Centerville, OH and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Centerville, OH Jan 2012 - Current 4
Schwieterman Automotive Dayton, OH Apr 2010 - Current 6
World Financial Group Dayton, OH May 2007 - Current 9
Investment Advisor International Dayton, OH Mar 2011 - Jan 2012 < 1
World Group Securities Dayton, OH Jun 2007 - Jan 2012 4
Full Time Student Dayton, OH Sep 1992 - Dec 2010 18
Walker Auto Group Miamisburg, OH Aug 2005 - Jul 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2010
S65 NASAA Investment Advisors Law Examination Feb 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Josh W. Schwieterman
Phone Number: 727-299-1800
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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