Scott Wachs, financial advisor Century City CA
89 score

Scott Wachs

CRD Number: 6053581
Current Firm: Ubs Financial Services Inc.

Scott Wachs (CRD# 6053581) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Century City, CA and has over 2 years of experience in the finance industry.

Similar Advisors
Jeffrey Tilson, financial advisor Century City CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
David Fried, financial advisor Century City CA
David R. Fried
CRD# 2753945
Fried Asset Management, Inc.
Score
104
Similar Advisors
Morris Amiri, financial advisor Century City CA
Morris M. Amiri
CRD# 4266581
Dash Investments
Score
103
Company Name Location Dates Years
Ubs Financial Services Inc. Los Angeles, CA Apr 2014 - Current 2
Diamond Capadvisors Los Angeles, CA Aug 2013 - Current 3
Aaron Capital Inc. Encinitas, CA Jan 2014 - Sep 2014 < 1
Bank Of America West Lake Village, CA Feb 2013 - Aug 2013 < 1
Unemployed Los Angeles, CA Apr 2011 - Feb 2013 1
Lone Oak Fund Loa Angeles, CA Sep 2010 - Mar 2011 < 1
Wax Machine LLC New York, NY Apr 2005 - Aug 2010 5
Acsia Long Term Care New York, NY Jul 2009 - Jul 2010 1
Unemployed New York, NY Apr 2009 - Jul 2009 < 1
Personnel Decision Int. New York, NY Jun 2007 - Mar 2009 1
Schlenger New York, NY Sep 2006 - May 2007 < 1
Unemployed New York, NY Jan 2004 - Sep 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2014
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for Scott R. Wachs
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Scott Wachs and other advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.