Pauline Wong, financial advisor Cerritos CA

Pauline Wong

CRD Number: 6566867
Current Firm: Kestra Advisory Services, LLC

Pauline Wong (CRD# 6566867) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Cerritos, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Advisory Services, LLC Cerritos, CA Jan 2019 - Current 5
Oxford Guzman Financial Services Cerritos, CA Mar 2017 - Current 7
Kestra Investment Services, LLC Cerritos, CA Mar 2017 - Current 7
Axis Ielts Test Center Irvine, CA Jan 2015 - Mar 2017 2
Oxford Guzman Financial Services Cerritos, CA Jan 2015 - Mar 2017 2
Kingdom Harvest Network Long Beach, CA Jan 2015 - Dec 2015 < 1
California Virtual Academies San Mateo, CA Sep 2014 - Dec 2014 < 1
Long Beach Unified School District Long Beach, CA Sep 2004 - Aug 2014 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2019
Contact Info for Pauline Wong
Phone Number: 8445537872
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    41,795
    MILLIONS
  • Total Number of Accounts
    140,407
    ACCOUNTS
  • Average Account Value
    $297,671
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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