James Gardner, financial advisor Chadron NE
93 score

James Gardner

CRD Number: 4550252
Current Firm: Allen Capital Group, LLC

James Gardner (CRD# 4550252) is an Investment Advisor Representative working at Allen Capital Group, LLC in Chadron, NE and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Falco Ii, LLC Chadron, NE Jan 1999 - Current 19
Fred A. Lockwood & Company, Pc Chadron, NE Jul 1984 - Current 33
Falco Financial Services, Inc. Chadron, NE Jan 2003 - Nov 2014 11
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2000
Contact Info for James R. Gardner
Phone Number: 308-385-1500
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    304
    MILLIONS
  • Total Number of Accounts
    4,817
    ACCOUNTS
  • Average Account Value
    $63,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, MN, MO, NE, SD, TX, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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