Lance Spencer, financial advisor Chandler AZ
96 score

Lance Spencer

CRD Number: 1981961
Current Firm: Strategic Advisers, Inc.

Lance Spencer (CRD# 1981961) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Chandler, AZ and has over 27 years of experience in the finance industry. Lance Spencer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fidelity Investments Chandler, AZ Sep 2012 - Current 4
Schwab Private Client Investment Advisory, Inc. Phoenix, AZ Jan 2012 - Sep 2012 < 1
Charles Schwab & Company, Inc. Phoenix, AZ Oct 2009 - Dec 2011 2
Charles Schwab Bank Phoenix, AZ Oct 2009 - Dec 2011 2
Fidelity Brokerage Services, Inc. Merrimack, NH Jul 1989 - Oct 2009 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1989
S66 NASAA Uniform Combined State Law Examination Sep 2005
Contact Info for Lance T. Spencer
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • AZ
  • UT
  • TX
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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