Ryan CainCRD Number: 6170233
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ryan Cain (CRD# 6170233) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chandler, AZ and has over 3 years of experience in the finance industry.
Newman's Financial Planning
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chandler, AZ||Mar 2014 - Current||2|
|Bank Of America, N.a.||Chandler, AZ||Mar 2014 - Current||2|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Jul 2013 - Jan 2014||< 1|
|The Vanguard Group, Inc.||Scottsdale, AZ||Mar 2013 - Jul 2013||< 1|
|Unemployed||Phoenix, AZ||Jan 2013 - Feb 2013||< 1|
|Arizona State University||Tempe, AZ||Jan 2010 - Dec 2012||2|
|Auto Glass Shop||Scottsdale, AZ||Jul 2012 - Aug 2012||< 1|
|Hilton International||Phoenix, AZ||Jan 2011 - Mar 2012||1|
|Global Debt Solutions||Scottsdale, AZ||Oct 2009 - Jan 2011||1|
|Scottsdale Community College||Scottsdale, AZ||Jan 2007 - Dec 2009||2|
|Yard House||Scottsdale, AZ||Dec 2008 - Nov 2009||< 1|
|Smc||Phoenix, AZ||Aug 2007 - Sep 2009||2|
|Fairmont Scottsdale Princess||Scottsdale, AZ||Jul 2008 - Oct 2008||< 1|
|Rummel Construction||Scottsdale, AZ||Apr 2008 - Sep 2008||< 1|
|Traffic Designs||Phoenix, AZ||Apr 2007 - Feb 2008||< 1|
|Airpark Chrysler Jeep||Scottsdale, AZ||Jun 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2013|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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