James Malloch, financial advisor Chappell Hill TX
93 score

James Malloch

CRD Number: 1873780
Current Firm: Cambridge Investment Research Advisors, Inc.

James Malloch (CRD# 1873780) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Chappell Hill, TX and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Aug 2009 - Current 7
Cambridge Investment Research Advisors, Inc. Fairfield, IA Aug 2009 - Current 7
Valic Financial Advisors Houston, TX Feb 2006 - Aug 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1988
S66 NASAA Uniform Combined State Law Examination Dec 2004
Contact Info for James S. Malloch
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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