David Cohen, financial advisor Charleston SC
93 score

David Cohen

CRD Number: 1965099
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

David Cohen (CRD# 1965099) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charleston, SC and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America,na Charleston, SC Aug 2010 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston, SC Jan 2010 - Current 6
Ubs Financial Services Inc. Charleston, SC Aug 2000 - Jan 2010 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1989
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for David L. Cohen
Phone Number: 800-637-7455
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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