Gary Heatherington (CRD# 1077383) is an Investment Advisor Representative working at Principal Securities, Inc. in Mount Pleasant, SC and has over 40 years of experience in the finance industry.
CRD# 4933448
Truist Advisory Services, Inc.
CRD# 5938137
Lpl Financial LLC
CRD# 5935833
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Life Insurance Company | Mt Pleasant, SC | Aug 2018 - Current | 5 |
| Principal Securities Incorparated | Mt Pleasant, SC | Aug 2018 - Current | 5 |
| Mml Investors Services, LLC | Charleston, SC | Mar 2017 - Aug 2018 | 1 |
| Massmutual | Charleston, SC | Jul 2016 - Aug 2018 | 2 |
| Metlife Securities, Inc. | Charleston, SC | Apr 2014 - Mar 2017 | 2 |
| New England Financial Cook Agency | Charleston, SC | Jun 2001 - Jan 2015 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1984 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- SC
- TX
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Total Assets Under Management12,106MILLIONS
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Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
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