Park Dougherty, financial advisor Charleston SC
93 score

Park Dougherty

CRD Number: 1402344
Current Firm: Wells Fargo Advisors, LLC

Park Dougherty (CRD# 1402344) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Charleston, SC and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Charleston, SC May 2009 - Current 7
Wachoiva Securites Charleston, SC Feb 2009 - May 2009 < 1
Citigroup Global Markets Inc. Charleston, SC Jan 2002 - Feb 2009 7
The Robinson-humphrey Company, LLC Charleston, SC May 1985 - Oct 2007 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1985
S65 NASAA Investment Advisors Law Examination May 1991
Contact Info for Park R. Dougherty
Phone Number: 314-875-3000
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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