David Sowards, financial advisor Charleston WV

David Sowards

CRD Number: 1475505
Current Firm: Axxcess Wealth Management, LLC

David Sowards (CRD# 1475505) is an Investment Advisor Representative working at Axxcess Wealth Management, LLC in Charleston, WV and has over 18 years of experience in the finance industry. David Sowards has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Venetia Abulaban, financial advisor Charleston WV
Venetia M. Abulaban
CRD# 1431999
Huntington Financial Advisors
Similar Advisors
Sharin Akhtar, financial advisor Charleston WV
Sharin L. Akhtar
CRD# 3212745
Truist Advisory Services, Inc.
Similar Advisors
Richard Alexander, financial advisor Charleston WV
Richard R. Alexander
CRD# 705888
Wells Fargo Clearing Services, LLC
Professional Designations
Company Name Location Dates Years
Axxcess Wealth Management, LLC Charleston, WV Feb 2022 - Current < 1
Arete Wealth Management, LLC Charleston, WV Feb 2022 - Current < 1
Wells Fargo Clearing Services, LLC Charleston, WV Nov 2016 - Feb 2022 5
Wells Fargo Advisors, LLC Charleston, WV Sep 2016 - Nov 2016 < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Sep 2016 1
Morgan Stanley Smith Barney Charleston, WV Jun 2009 - Jan 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2004
S65 NASAA Investment Advisors Law Examination Jun 2004
Contact Info for David K. Sowards
Phone Number: (858) 217-5347
Registered State(s):
  • TX
  • WV
By the Numbers
  • Total Assets Under Management
    3,589
    MILLIONS
  • Total Number of Accounts
    8,549
    ACCOUNTS
  • Average Account Value
    $419,759
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, NC, NJ, NM, NV, NY, OH, OR, PA, PR, SC, SD, TN, TX, UT, VA, WA, WV

Ready to hire a financial advisor? Get competitive proposals from David Sowards and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.