Alan SimpsonCRD Number: 4467281
Current Firm: Signator Investors, Inc.
Alan Simpson (CRD# 4467281) is an Investment Advisor Representative working at Signator Investors, Inc. in Charlotte, NC and has over 16 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Signator Investors, Inc.||Charlotte, NC||May 2016 - Current||1|
|Transamerica Financial Advisors, Inc.||Charlotte, NC||Sep 2009 - Current||8|
|Alan R. Simpson, Jr. Cpa||Charlotte, NC||Jan 1988 - Current||29|
|Transamerica Financial Advisors||Charlotte, NC||Oct 2001 - Sep 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2001|
|S66||NASAA Uniform Combined State Law Examination||Dec 2004|
Total Assets Under Management2,196MILLIONS
Total Number of Accounts25,384ACCOUNTS
Average Account Value$86,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV