Alec JohnsenCRD Number: 6197140
Current Firm: Ubs Financial Services Inc.
Alec Johnsen (CRD# 6197140) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 8 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eudaimonia Partners, LLC
|Ubs Financial Services Inc.||Charlotte, NC||Jun 2016 - Current||5|
|Wells Fargo||Charlotte, NC||Nov 2015 - Jun 2016||< 1|
|The Ayco Company LP||Latham, NY||Sep 2012 - Nov 2015||3|
|Current Assets||Latham, NY||May 2012 - Aug 2012||< 1|
|American Eagle Outfitters||Albany, NY||Apr 2008 - Apr 2012||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
|S65||NASAA Investment Advisors Law Examination||Jun 2017|
Total Assets Under Management572,471MILLIONS
Total Number of Accounts1,003,533ACCOUNTS
Average Account Value$570,455
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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