Anthony FolinoCRD Number: 3028472
Current Firm: Advice And Planning Services
Anthony Folino (CRD# 3028472) is an Investment Advisor Representative working at Advice And Planning Services in Charlotte, NC and has over 18 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Tiaa-cref Individual & Institutional Services, LLC||Charlotte, NC||Mar 2011 - Current||6|
|Tiaa||Charlotte, NC||Mar 2011 - Current||6|
|Merrill Lynch, Pierce, Fenner &smith, Inc.||Charlotte, NC||Oct 2010 - Mar 2011||< 1|
|Wells Fargo Advisors Financial Network, LLC||Charlotte, NC||Aug 2009 - Oct 2010||1|
|Air Cleaning Enterprises, Llc/fresh Air Technologies||Matthews, NC||Aug 2001 - Aug 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1999|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV