Ashley Layne, financial advisor Charlotte NC
93 score

Ashley Layne

CRD Number: 4528411
Current Firm: Northwestern Mutual Investment Services,llc

Ashley Layne (CRD# 4528411) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Charlotte, NC and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Richard Worrell Charlotte, NC May 2012 - Current 4
Northwestern Mutual Investment Services, LLC Richmond, VA May 2004 - Current 12
James R Worrell Charlotte, NC May 2008 - May 2012 4
John F. Van Der Hyde & Associates Richmond, VA Mar 2002 - Apr 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2004
S66 NASAA Uniform Combined State Law Examination Jun 2009
Contact Info for Ashley D. Layne
Phone Number: 866-664-7737
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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