Brendan FarrellCRD Number: 6938253
Current Firm: Ubs Financial Services Inc.
Brendan Farrell (CRD# 6938253) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 3 years of experience in the finance industry.
Moore Investment Partners, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eudaimonia Partners, LLC
|Ubs Financial Services Inc.||Charlotte, NC||Jul 2019 - Current||3|
|Avalara||Durham, NC||May 2017 - Jun 2019||2|
|Education/undergrad||Greenville, NC||Aug 2015 - May 2019||3|
|Capitol Financial Solutions||Raleigh, NC||May 2018 - Sep 2018||< 1|
|Macgregor Downs Country Club||Cary, NC||Jun 2013 - Jun 2017||4|
|Grade School||Apex, NC||Jan 2009 - Aug 2015||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2019|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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