Brian FylakCRD Number: 1103143
Current Firm: Aon Hewitt Financial Advisors, LLC
Brian Fylak (CRD# 1103143) is an Investment Advisor Representative working at Aon Hewitt Financial Advisors, LLC in Charlotte, NC and has over 30 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Aon Hewitt Financial Advisors LLC||Charlotte, NC||Mar 2013 - Current||4|
|Hewitt Financial Services LLC||Charlotte, NC||Mar 2013 - Current||4|
|Tiaa-cref Individual & Institutional Services LLC||Charlotte, NC||Jan 2001 - Mar 2013||12|
|Tiaa||Charlotte, NC||Jan 2001 - Mar 2013||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1987|
|S65||NASAA Investment Advisors Law Examination||Sep 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management11,578MILLIONS
Total Number of Accounts110,165ACCOUNTS
Average Account Value$105,093
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV