Brian JonesCRD Number: 4508120
Current Firm: Providence Capital Advisors, LLC
Brian Jones (CRD# 4508120) is an Investment Advisor Representative working at Providence Capital Advisors, LLC in Charlotte, NC and has over 16 years of experience in the finance industry. Brian Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Providence Capital Advisors, LLC||Charlotte, NC||Jan 2015 - Current||3|
|Willingdon Wealth Management, Inc.||Huntersville, NC||Mar 2009 - Jan 2015||5|
|Banc Of America Investment Services, Inc.||Charlotte, NC||Jan 2009 - Mar 2009||< 1|
|Banc Of America Investment Services, Inc.||Charlotte, NC||Jan 2007 - Dec 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S66||NASAA Uniform Combined State Law Examination||Mar 2006|
Total Assets Under Management170MILLIONS
Total Number of Accounts752ACCOUNTS
Average Account Value$225,665
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
FL, LA, NC, NY, SC, TX, VA
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