Brian Sherwood, financial advisor Charlotte NC
93 score

Brian Sherwood

CRD Number: 4584548
Current Firm: First Citizens Investor Services, Inc.

Brian Sherwood (CRD# 4584548) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Charlotte, NC and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC Sep 2013 - Current 3
First Citizens Bank Raleigh, NC Sep 2013 - Current 3
Metlife Investors Distribution Company Charlotte, NC Aug 2013 - Sep 2013 < 1
Unemployed Charlotte, NC Jun 2012 - Aug 2013 1
Nationwide Investment Services Corporation Columbus, OH Jan 2009 - May 2012 3
Unemployed Charlotte, NC Oct 2008 - Jan 2009 < 1
Wachovia Securities, LLC Charlotte, NC Jul 2007 - Oct 2008 1
Wachovia Bank Charlotte, NC Jun 1998 - Oct 2008 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2003
S65 NASAA Investment Advisors Law Examination May 2011
Contact Info for Brian M. Sherwood
Phone Number: 919-716-7492
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    559
    MILLIONS
  • Total Number of Accounts
    2,293
    ACCOUNTS
  • Average Account Value
    $243,803
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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