Brian WalkerCRD Number: 1445042
Current Firm: Principal Securities, Inc.
Brian Walker (CRD# 1445042) is an Investment Advisor Representative working at Principal Securities, Inc. in Charlotte, NC and has over 32 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Princor Financial Services Corporation||Charlotte, NC||Nov 1987 - Current||30|
|The Principal Financial Group||Bethesda, MD||Jul 1987 - Current||30|
|Principal Mutual Life Insurance Company||Des Moines, IA||Jul 1987 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV