Bruce Henning, financial advisor Charlotte NC
71 score

Bruce Henning

CRD Number: 1342392
Current Firm: Cambridge Investment Research Advisors, Inc.

Bruce Henning (CRD# 1342392) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Charlotte, NC and has over 31 years of experience in the finance industry. Bruce Henning has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jul 2014 - Current 2
Cambridge Investment Research, Inc. Fairfield, IA Jul 2014 - Current 2
Professional Planning Group Charlotte, NC Dec 2011 - Current 5
Pacific Life Charlotte, NC Jul 2006 - Current 10
Self-employed Charlotte, NC Dec 2004 - Current 12
Ing Financial Partners, Inc. Charlotte, NC Feb 2011 - Jul 2014 3
Global Financial Private Capital, LLC Sarasota, FL Sep 2010 - Feb 2011 < 1
Nfp Securities, Inc. Charlotte, NC Jul 2008 - Aug 2010 2
Pacific Select Distributors Newport Beach, CA Jul 2006 - Mar 2008 1
Intersecurities, Inc. Charlotte, NC May 2005 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1985
S65 NASAA Investment Advisors Law Examination May 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Bruce D. Henning
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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