Christian SerockCRD Number: 3037928
Current Firm: Principal Securities, Inc.
Christian Serock (CRD# 3037928) is an Investment Advisor Representative working at Principal Securities, Inc. in Charlotte, NC and has over 24 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eudaimonia Partners, LLC
|Principal Securities Inc.||Charlotte, NC||Mar 2016 - Current||6|
|Principal Life Insurance Company||Charlotte, NC||Jul 2001 - Current||21|
|Princor Financial Services Corporation||Des Moines, IA||Jul 2001 - Mar 2016||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S66||NASAA Uniform Combined State Law Examination||Feb 2005|
Total Assets Under Management11,439MILLIONS
Total Number of Accounts44,544ACCOUNTS
Average Account Value$256,795
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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