Chun Yin LauCRD Number: 6301468
Current Firm: Advice And Planning Services
Chun Yin Lau (CRD# 6301468) is an Investment Advisor Representative working at Advice And Planning Services in Charlotte, NC and has over 8 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ubs Financial Services Inc.
|Tiaa-cref Individual & Institutional Services, LLC||Charlotte, NC||May 2015 - Current||7|
|Tiaa||Charlotte, NC||May 2015 - Current||7|
|Unemployed||Shelby, NC||Nov 2014 - May 2015||< 1|
|Edward Jones||St Louis, MO||Mar 2014 - Nov 2014||< 1|
|Woodforest National Bank||Shelby, NC||Jan 2011 - Mar 2014||3|
|Yamato Express||Shelby, NC||Oct 2007 - Jun 2013||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
|S65||NASAA Investment Advisors Law Examination||Jan 2022|
Total Assets Under Management39,282MILLIONS
Total Number of Accounts79,757ACCOUNTS
Average Account Value$492,518
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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