Daniel Gillette, financial advisor Charlotte NC
93 score

Daniel Gillette

CRD Number: 5370180
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Daniel Gillette (CRD# 5370180) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charlotte, NC and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte, NC Oct 2009 - Current 8
Bank Of America, N.a. Charlotte, NC Mar 2008 - Current 9
Banc Of America Investment Services, Inc. Charlotte, NC Mar 2008 - Oct 2009 1
Morgan Stanley & Co, Inc. Charlotte, NC Jun 2007 - Jan 2008 < 1
Aeropostale Columbia, SC Aug 2006 - May 2007 < 1
Paramount Carowinds Fort Mill, SC Apr 2005 - Aug 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2007
Contact Info for Daniel J. Gillette
Phone Number: 800-637-7455
Registered State(s):
  • NC
  • SC
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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