Daniel RichardsonCRD Number: 4491311
Current Firm: Bb&t Investment Services, Inc.
Daniel Richardson (CRD# 4491311) is an Investment Advisor Representative working at Bb&t Investment Services, Inc. in Charlotte, NC and has over 15 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Bb&t Investment Services, Inc.||Wetumpka, AL||Aug 2015 - Current||2|
|Berthel Fisher & Company Financial Services, Inc.||Wetumpka, AL||Feb 2013 - Jul 2015||2|
|Merrill Lynch||Montgomery, AL||Nov 2009 - Feb 2013||3|
|Bank Of America, Na||Montgomery, AL||Nov 2009 - Feb 2013||3|
|Colonial Brokerage, Inc.||Montgomery, AL||Jun 2009 - Oct 2009||< 1|
|Colonial Asset Management, Inc.||Montgomery, AL||Jun 2009 - Oct 2009||< 1|
|Colonial Brokerage||Montgomery, AL||Jun 2009 - Oct 2009||< 1|
|Reliance Securities, LLC||Atlanta, GA||Sep 2008 - Jun 2009||< 1|
|Legacy Financial||Montgomery, AL||Nov 2007 - Jun 2009||1|
|Sunset Financial Services Inc.||Kansas City, MO||Nov 2007 - Sep 2008||< 1|
|New York Life||Montgomery, AL||Dec 2001 - Nov 2007||5|
|Nylife Securities||Montgomery, AL||Nov 2001 - Nov 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2002|
|S66||NASAA Uniform Combined State Law Examination||Jan 2009|
Total Assets Under Management743MILLIONS
Total Number of Accounts3,725ACCOUNTS
Average Account Value$199,416
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WV
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