Daniel SullivanCRD Number: 6178755
Current Firm: Waddell & Reed
Daniel Sullivan (CRD# 6178755) is an Investment Advisor Representative working at Waddell & Reed in Charlotte, NC and has over 3 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Various Insurance Carriers For W&r Insurance Agencies||Charlotte, NC||Jun 2013 - Current||4|
|Waddell & Reed, Inc.||Charlotte, NC||Apr 2013 - Current||4|
|Direct Marketing Resources, LLC||Charlotte, NC||Jan 1991 - Current||26|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV