David CurtisCRD Number: 5451679
Current Firm: Vanguard Advisers Inc.
David Curtis (CRD# 5451679) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Charlotte, NC and has over 9 years of experience in the finance industry. David Curtis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|The Vanguard Group, Inc.||Charlotte, NC||Jun 2008 - Current||9|
|Plexus||Rock Hill, SC||Sep 2015 - Apr 2016||< 1|
|Fic||Charlotte, NC||Oct 2007 - May 2008||< 1|
|Unemployed||Rock Hill, SC||Aug 2007 - Oct 2007||< 1|
|Camp Cobeac||Prudenville, MI||May 2007 - Aug 2007||< 1|
|Bob Jones Univ.||Greenville, SC||Aug 2003 - May 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2007|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV