David MillerCRD Number: 4819204
Current Firm: M Holdings Securities, Inc.
Compensation Model: Fee Only
David Miller (CRD# 4819204) is the Managing Partner of Auctus Advisors LLC in Charlotte, NC and has over 15 years of experience in the finance industry. He has an MBA in Finance from East Carolina's College of Business and maintains discliplines in Financial Planning and Investment Management.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Auctus Advisors LLC||Charlotte, NC||Jan 2018 - Current||1|
|Mbl Advisors Inc.||Charlotte, NC||Jan 2016 - Dec 2017||1|
|Powell Financial, Inc.||Cornelius, NC||Oct 2007 - Jan 2016||8|
|Northwestern Mutual Investment Services, LLC||Charlotte, NC||Oct 2005 - Oct 2007||2|
|LPL Financial||Washington DC, DC||Jan 2004 - Jan 2005||1|
|Exam Code||Name||Passed Date|
|S6||Investment Company and Variable Contracts Products Representative Examination (IR)||Jan 2005|
|S63||Uniform Securities State Law Examination||Dec 2005|
|S65||NASAA Investment Advisors Law Examination||Jun 2006|
Total Assets Under Management2,799MILLIONS
Total Number of Accounts8,297ACCOUNTS
Average Account Value$337,394
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
AUCTUS ADVISORS IS A REGISTERED INVESTMENT ADVISER. INFORMATION PRESENTED IS FOR EDUCATONAL PURPOSES ONLY AND DOES NOT INTEND TO MAKE AN OFFER OR SOLICITATION FOR THE SALE OR PURCHASE OF ANY SPECIFIC SECURITIES, INVESTMENTS, OR INVESTMENT STRATEGIES. INVESTMENTS INVOLVE RISK AND UNLESS OTHERWISE STATED, ARE NOT GUARANTEED. BE SURE TO FIRST CONSULT WITH A QUALIFIED FINANCIAL ADVISER AND/OR TAX PROFESSIONAL BEFORE IMPLEMENTING ANY STRATEGY DISCUSSED HEREIN.
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