CRD Number: 4819204
Current Firm: M Holdings Securities, Inc.
Compensation Model: Fee Only
David Miller (CRD# 4819204) is an Investment Advisor Representative working at MBL Advisors, Inc. in Charlotte, NC and has over 13 years of experience in the finance industry. He has an MBA from East Carolina's College of Business and maintains discliplines in Financial Planning and Investment Management.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Mbl Advisors Inc.||Charlotte, NC||Jan 2016 - Current||1|
|Powell Financial, Inc.||Cornelius, NC||Oct 2007 - Jan 2016||8|
|Northwestern Mutual Investment Services, LLC||Charlotte, NC||Oct 2005 - Oct 2007||2|
|LPL Financial||Washington DC, DC||Jan 2004 - Jan 2005||1|
|Exam Code||Name||Passed Date|
|S6||Investment Company and Variable Contracts Products Representative Examination (IR)||Jan 2005|
|S63||Uniform Securities State Law Examination||Dec 2005|
|S65||NASAA Investment Advisors Law Examination||Jun 2006|
Total Assets Under Management958MILLIONS
Total Number of Accounts2,758ACCOUNTS
Average Account Value$347,441
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV