Diana Lopez, financial advisor Charlotte NC

Diana Lopez

CRD Number: 6835603
Current Firm: Truist Advisory Services, Inc.

Diana Lopez (CRD# 6835603) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Charlotte, NC and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Truist Investment Services, Inc. Charlotte, NC Jun 2022 - Current 1
Truist Advisory Services , Inc. Charlotte, NC Jun 2022 - Current 1
Truist Investment Services, Inc. Charlotte, NC Feb 2021 - Jun 2022 1
Truist Advisory Services, Inc. Charlotte, NC Feb 2021 - Jun 2022 1
Bb&t Securities Charlotte, NC May 2019 - Feb 2021 1
N/a Arleta, CA Feb 2019 - May 2019 < 1
Jp Morgan Securities LLC Sun Valley, CA Jul 2017 - Feb 2019 1
Jp Morgan Chase Sun Valley, CA Aug 2014 - Feb 2019 4
Unemployed London, Jul 2014 - Aug 2014 < 1
Kingston University Kingston Upon Thames, London, Dec 2013 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2017
S65 NASAA Investment Advisors Law Examination Dec 2019
Contact Info for Diana Lopez
Phone Number: 404-813-7713
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    53,170
    MILLIONS
  • Total Number of Accounts
    125,600
    ACCOUNTS
  • Average Account Value
    $423,328
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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