George EdmistonCRD Number: 1031212
Current Firm: Carolinas Investment Consulting LLC
George Edmiston (CRD# 1031212) is an Investment Advisor Representative working at Carolinas Investment Consulting LLC in Charlotte, NC and has over 35 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Carolinas Investment Consulting LLC||Charlotte, NC||Jul 2000 - Current||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1982|
|S65||NASAA Investment Advisors Law Examination||Jun 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,063MILLIONS
Total Number of Accounts1,325ACCOUNTS
Average Account Value$802,283
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, FL, GA, MA, MI, NC, NH, NJ, SC, TN, TX, VA