George GoodmanCRD Number: 5555227
Current Firm: Lincoln Financial Securities Corporation
George Goodman (CRD# 5555227) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Charlotte, NC and has over 8 years of experience in the finance industry. George Goodman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Lincoln Financial Securities Corporation||Charlotte, NC||Mar 2009 - Current||7|
|Edward Jones||St Louis, MO||Jun 2008 - Feb 2009||< 1|
|Wake Forest University||Charlotte, NC||Aug 2004 - May 2008||3|
|Addison Whitney||Charlotte, NC||May 2007 - Aug 2007||< 1|
|Diane Rafferty||Charlotte, NC||May 2004 - Aug 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Total Assets Under Management1,541MILLIONS
Total Number of Accounts8,357ACCOUNTS
Average Account Value$184,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV