Gerald Smith, financial advisor Charlotte NC

Gerald Smith

CRD Number: 5979001
Current Firm: Osaic Wealth, Inc.

Gerald Smith (CRD# 5979001) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Charlotte, NC and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Osaic Wealth, Inc. Charlotte, NC Nov 2023 - Current < 1
Fsc Securities Charlotte, NC Sep 2011 - Nov 2023 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Gerald J. Smith
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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