Harmony Smith, financial advisor Charlotte NC

Harmony Smith

CRD Number: 7007109
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Harmony Smith (CRD# 7007109) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charlotte, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Charlotte, NC May 2020 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte, NC Mar 2020 - Current 2
Baird Private Wealth Management Charlotte, NC May 2019 - Feb 2020 < 1
Linden Thomas & Company Charlotte, NC Aug 2018 - May 2019 < 1
Charlotte County Public Schools Punta Gorda, FL Sep 2017 - May 2018 < 1
Farr Law Firm Punta Gorda, FL Apr 2017 - Sep 2017 < 1
Homemaker Punta Gorda, FL Oct 2016 - Apr 2017 < 1
Smuggler's Enterprises, Inc. Punta Gorda, FL Jun 2013 - Oct 2016 3
Extended Travel Chiusi, May 2011 - May 2013 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for Harmony D. Smith
Phone Number: 800-637-7455
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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