Harold BrownCRD Number: 4557441
Current Firm: Harbor Capital Management Inc.
Harold Brown (CRD# 4557441) is an Investment Advisor Representative working at Harbor Capital Management Inc. in Charlotte, NC and has over 17 years of experience in the finance industry. Harold Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Harbor Capital Management, Inc.||Charlotte, NC||Apr 2000 - Current||17|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2000|
Total Assets Under Management217MILLIONS
Total Number of Accounts691ACCOUNTS
Average Account Value$314,698
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, FL, GA, LA, NC, NE, NH, SC, TX, VA