Heather Lee, financial advisor Charlotte NC
93 score

Heather Lee

CRD Number: 4608956
Current Firm: Ameriprise Financial Services, Inc.

Heather Lee (CRD# 4608956) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Charlotte, NC and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Charlotte, NC Oct 2010 - Current 7
Wachovia Securities, LLC Charlotte, NC May 2008 - Jul 2010 2
Unemployed Charlotte, NC Nov 2007 - Apr 2008 < 1
Scott & Stringfellow, Inc. Wilmington, NC Oct 2006 - Oct 2007 1
A.g. Edwards & Sons, Inc. Wilmington, NC Oct 1998 - Oct 2006 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2006
Contact Info for Heather M. Lee
Phone Number: 612-671-3131
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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