James BallCRD Number: 4434124
Current Firm: Capital Guardian Wealth Management, LLC
James Ball (CRD# 4434124) is an Investment Advisor Representative working at Capital Guardian Wealth Management, LLC in Charlotte, NC and has over 15 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Capital Guardian, LLC||Belmont, NC||Oct 2010 - Current||6|
|Capital Guardian Wealth Management, LLC||Belmont, NC||Oct 2010 - Current||6|
|Gcg Wealth Management Inc.||Charlotte, NC||Mar 2008 - Oct 2010||2|
|Securian Financial Services||St. Paul, MN||Dec 2006 - Oct 2010||3|
|Greater Carolina Group||Charlotte, NC||Nov 2006 - Feb 2008||1|
|Banc Of America Investment Services, Inc.||Charlotte, NC||Feb 2006 - Nov 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2002|
Total Assets Under Management480MILLIONS
Total Number of Accounts2,080ACCOUNTS
Average Account Value$230,895
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV