James ElliottCRD Number: 5470815
Current Firm: Bb&t Investment Services, Inc.
James Elliott (CRD# 5470815) is an Investment Advisor Representative working at Bb&t Investment Services, Inc. in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Bbtis||Charlotte, NC||Jul 2015 - Current||2|
|Wells Fargo Advisors||Charlotte, NC||Nov 2014 - Jul 2015||< 1|
|Unemployed||Charlotte, NC||Aug 2014 - Nov 2014||< 1|
|Ubs||Charlotte, NC||May 2014 - Aug 2014||< 1|
|Wells Fargo Advisors LLC||Charlotte, NC||Feb 2012 - May 2014||2|
|First Clearing, LLC||Charlotte, NC||Mar 2010 - Feb 2012||1|
|Unemployed||Rock Hill, SC||May 2009 - Mar 2010||< 1|
|Ing Financial Partners, Inc.||Des Moines, IA||Jun 2008 - May 2009||< 1|
|Ferguson Financial Services||Rock Hill, SC||Jun 2008 - May 2009||< 1|
|Scott & Stringfellow, Inc.||Rock Hill, SC||Nov 2007 - Jun 2008||< 1|
|Winthrop University||Rock Hill, SC||Mar 2004 - Dec 2007||3|
|Executive Mortgage||Rock Hill, SC||Feb 2006 - Nov 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management743MILLIONS
Total Number of Accounts3,725ACCOUNTS
Average Account Value$199,416
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WV