James ParkerCRD Number: 4493382
Current Firm: Vanguard Advisers Inc.
James Parker (CRD# 4493382) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Charlotte, NC and has over 16 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|The Vanguard Group, Inc.||Charlotte, NC||Apr 2002 - Current||15|
|Parker&sons Farm||Monroe, NC||Jun 1990 - Current||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Total Assets Under Management107,796MILLIONS
Total Number of Accounts354,254ACCOUNTS
Average Account Value$304,289
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV