James WaltersCRD Number: 1958180
Current Firm: Wedge Capital Management LLP
James Walters (CRD# 1958180) is an Investment Advisor Representative working at Wedge Capital Management LLP in Charlotte, NC and has over 17 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Wedge Capital Management, LLP||Charlotte, NC||Mar 2000 - Current||18|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2000|
Total Assets Under Management13,573MILLIONS
Total Number of Accounts397ACCOUNTS
Average Account Value$34,188,917
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
FL, GA, NC, NY, SC, TX