James Walters, financial advisor Charlotte NC
96 score

James Walters

CRD Number: 1958180
Current Firm: Wedge Capital Management LLP

James Walters (CRD# 1958180) is an Investment Advisor Representative working at Wedge Capital Management LLP in Charlotte, NC and has over 15 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Wedge Capital Management, LLP Charlotte, NC Mar 2000 - Current 16
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2000
Contact Info for James F. Walters
Phone Number: 704-334-6475
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    11,297
    MILLIONS
  • Total Number of Accounts
    406
    ACCOUNTS
  • Average Account Value
    $27,825,123
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

FL, GA, NC, NY, SC, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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