John SchwabCRD Number: 1287019
Current Firm: Allstate Financial Advisors, LLC
John Schwab (CRD# 1287019) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Charlotte, NC and has over 16 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Allstate Insurance Co||Charlotte, NC||Sep 2014 - Current||2|
|Unemployed||Concord, NC||Apr 2014 - Sep 2014||< 1|
|Self Employed||Concord, NC||Aug 2010 - Mar 2014||3|
|Resource Horizons Group LLC||Marietta, GA||Mar 2011 - Nov 2013||2|
|Resource Horizons Investment Advisory Inc.||Marietta, GA||Mar 2011 - Nov 2013||2|
|Unemployed||Concord, NC||May 2009 - Aug 2010||1|
|Bank Of America, N.a.||Charlotte, NC||Oct 2008 - Mar 2009||< 1|
|Banc Of America Investment Services, Inc.||Charlotte, NC||Oct 2008 - Mar 2009||< 1|
|Unemployed||Concord, NC||Aug 2007 - Oct 2008||1|
|Tiaa-cref Individual & Institutional Services, LLC||Charlotte, NC||Oct 2004 - Aug 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2011|
|S66||NASAA Uniform Combined State Law Examination||May 2001|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV