John Sherman, financial advisor Charlotte NC
93 score

John Sherman

CRD Number: 2012304
Current Firm: Bb&t Investment Services, Inc.

John Sherman (CRD# 2012304) is an Investment Advisor Representative working at Bb&t Investment Services, Inc. in Charlotte, NC and has over 15 years of experience in the finance industry. John Sherman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Bb&t Investment Services, Inc. Charlotte, NC Jun 2016 - Current < 1
Bb&t Bank Charlotte, NC Jun 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte, NC Oct 2009 - Jun 2016 6
Bank Of America, N.a. Winston-salem, NC Feb 2003 - Jun 2016 13
Banc Of America Investment Services, Inc. Charlotte, NC Jun 2003 - Oct 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2001
S65 NASAA Investment Advisors Law Examination Oct 2003
Contact Info for John E. Sherman
Phone Number: 704-954-1364
Registered State(s):
  • NC
  • SC
By the Numbers
  • Total Assets Under Management
    743
    MILLIONS
  • Total Number of Accounts
    3,725
    ACCOUNTS
  • Average Account Value
    $199,416
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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