John Walker, financial advisor Charlotte NC

John Walker

CRD Number: 1164074
Current Firm: Stephens

John Walker (CRD# 1164074) is an Investment Advisor Representative working at Stephens in Charlotte, NC and has over 40 years of experience in the finance industry.

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Company Name Location Dates Years
Stephens Inc. Charlotte, NC Dec 2003 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Jun 2002
Contact Info for John M. Walker
Phone Number: 501-377-2000
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    13,305
    MILLIONS
  • Total Number of Accounts
    21,432
    ACCOUNTS
  • Average Account Value
    $620,789
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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