Joseph Lipe, financial advisor Charlotte NC

Joseph Lipe

CRD Number: 310412
Current Firm: Robert W. Baird & Company Incorporated

Joseph Lipe (CRD# 310412) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Charlotte, NC and has over 42 years of experience in the finance industry.

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Company Name Location Dates Years
Robert W. Baird Charlotte, NC Feb 2013 - Current 9
Morgan Stanley Smith Barney Charlotte, NC Jun 2009 - Feb 2013 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1980
S65 NASAA Investment Advisors Law Examination Apr 1991
Contact Info for Joseph A. Lipe
Phone Number: 414-765-3500
Registered State(s):
  • FL
  • NC
By the Numbers
  • Total Assets Under Management
    275,840
    MILLIONS
  • Total Number of Accounts
    272,742
    ACCOUNTS
  • Average Account Value
    $1,011,359
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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