Joseph Ready, financial advisor Charlotte NC
65 score

Joseph Ready

CRD Number: 6022970
Current Firm: Pnc Investments

Joseph Ready (CRD# 6022970) is an Investment Advisor Representative working at Pnc Investments in Charlotte, NC and has over 3 years of experience in the finance industry.

Similar Advisors
Tony Montanari, financial advisor Charlotte NC
Tony Montanari
CRD# 3089483
Prospera Financial Services, Inc.
Score
94
Similar Advisors
Robert Higgins, financial advisor Charlotte NC
Robert D. Higgins
CRD# 2500734
Dalton Financial LLC
Score
103
Similar Advisors
Luther Lockwood II, financial advisor Charlotte NC
Luther A. Lockwood II
CRD# 2082331
M Holdings Securities, Inc.
Score
103
Company Name Location Dates Years
Pnc Investments Charlotte, NC Aug 2017 - Current < 1
Wells Fargo Clearing Services, LLC Charlotte, NC Nov 2016 - Jun 2017 < 1
Wells Fargo Bank Na Charlotte, NC Feb 2013 - Jun 2017 4
Wells Fargo Advisors, LLC Charlotte, NC Jul 2015 - Nov 2016 1
Solstice Sunglasses Charlotte, NC Jul 2012 - Feb 2013 < 1
Ralph Lauren Gaffney, SC Feb 2012 - May 2012 < 1
Wofford College Spartanburg, SC Aug 2008 - May 2012 3
Wells Fargo Advisors, LLC Greenville, SC Jan 2012 - Mar 2012 < 1
Charlotte Catholic High School Charlotte, NC Jan 2004 - May 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2014
S65 NASAA Investment Advisors Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph F. Ready
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    14,009
    MILLIONS
  • Total Number of Accounts
    91,053
    ACCOUNTS
  • Average Account Value
    $153,857
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Joseph Ready and other advisors.
BADGES
65

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.