Joseph WallCRD Number: 4530021
Current Firm: Kalos Management
Joseph Wall (CRD# 4530021) is an Investment Advisor Representative working at Kalos Management in Charlotte, NC and has over 16 years of experience in the finance industry. Joseph Wall has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Kalos Capital||Alpharetta, GA||Nov 2014 - Current||3|
|Kalos Management||Alpharetta, GA||Nov 2014 - Current||3|
|Blue Oak Group||Charleston, SC||Jul 2014 - Current||3|
|Berthel Fisher & Company Financial Services, Inc.||Charlotte, NC||Jul 2014 - Nov 2014||< 1|
|Cb&h Wealth Management Services, LLC||Charlotte, NC||Jun 2001 - Jul 2014||13|
|Cherry Bekaert, LLP||Charlotte, NC||Jun 1998 - Jul 2014||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2014|
|S65||NASAA Investment Advisors Law Examination||Jun 2001|
Total Assets Under Management195MILLIONS
Total Number of Accounts2,311ACCOUNTS
Average Account Value$84,331
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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