Kathleen Hayes, financial advisor Charlotte NC
88 score

Kathleen Hayes

CRD Number: 6070081
Current Firm: Bb&t Securities, LLC

Kathleen Hayes (CRD# 6070081) is an Investment Advisor Representative working at Bb&t Securities, LLC in Charlotte, NC and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bb&t Securities, LLC Charlotte, NC Jan 2013 - Current 3
Scott & Stringfellow Charlotte, NC May 2012 - Current 4
Cirrus Medical Staffing Charlotte, NC Mar 2012 - May 2012 < 1
Nordstrom Rack Charlotte, NC Nov 2011 - May 2012 < 1
Hayes Consulting Group Charlotte, NC Apr 2011 - May 2012 1
Unemployed Savannah, GA Oct 2010 - Apr 2011 < 1
Greyfield Inn Cumber Island, GA Oct 2009 - Oct 2010 1
Leah Powell Photography Jacksonville, FL Jul 2009 - Oct 2009 < 1
Amelia Island School Amelia Island, FL Jan 2007 - Jun 2009 2
Kate & Dan Monahan Amelia Island, FL May 2005 - Jun 2009 4
Naomi Williams Photography Jacksonville, FL Jan 2008 - Mar 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Kathleen M. Hayes
Phone Number: 804-643-1811
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    11,707
    MILLIONS
  • Total Number of Accounts
    19,348
    ACCOUNTS
  • Average Account Value
    $605,078
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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