Kathleen HayesCRD Number: 6070081
Current Firm: Bb&t Securities, LLC
Kathleen Hayes (CRD# 6070081) is an Investment Advisor Representative working at Bb&t Securities, LLC in Charlotte, NC and has over 3 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Bb&t Securities, LLC||Charlotte, NC||Jan 2013 - Current||5|
|Scott & Stringfellow||Charlotte, NC||May 2012 - Current||5|
|Cirrus Medical Staffing||Charlotte, NC||Mar 2012 - May 2012||< 1|
|Nordstrom Rack||Charlotte, NC||Nov 2011 - May 2012||< 1|
|Hayes Consulting Group||Charlotte, NC||Apr 2011 - May 2012||1|
|Unemployed||Savannah, GA||Oct 2010 - Apr 2011||< 1|
|Greyfield Inn||Cumber Island, GA||Oct 2009 - Oct 2010||1|
|Leah Powell Photography||Jacksonville, FL||Jul 2009 - Oct 2009||< 1|
|Amelia Island School||Amelia Island, FL||Jan 2007 - Jun 2009||2|
|Kate & Dan Monahan||Amelia Island, FL||May 2005 - Jun 2009||4|
|Naomi Williams Photography||Jacksonville, FL||Jan 2008 - Mar 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2014|
Total Assets Under Management11,707MILLIONS
Total Number of Accounts19,348ACCOUNTS
Average Account Value$605,078
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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