Kelly Straub, financial advisor Alpharetta GA

Kelly Straub

CRD Number: 1122041
Current Firm: Merit Financial Advisors

Kelly Straub (CRD# 1122041) is an Investment Advisor Representative working at Merit Financial Advisors in Alpharetta, GA and has over 36 years of experience in the finance industry. Kelly Straub has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Charlotte, NC Dec 2010 - Current 13
Merit Financial Group, Llc (dba: Merit Financial Advisors, Llc) Charlotte, NC Dec 2010 - Current 13
Sharp Advisors Charlotte, NC Nov 2010 - Jan 2020 9
Kelly Straub Charlotte, NC Jul 2002 - Jan 2020 17
Straub & King Retirement Planning, LLC Charlotte, NC Sep 2001 - Jan 2015 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1987
S65 NASAA Investment Advisors Law Examination Jan 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kelly L. Straub
Phone Number: 678-867-7050
Registered State(s):
  • LA
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    7,252
    MILLIONS
  • Total Number of Accounts
    25,088
    ACCOUNTS
  • Average Account Value
    $289,068
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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