Kevin Rohner, financial advisor Charlotte NC

Kevin Rohner

CRD Number: 7008615
Current Firm: Ubs Financial Services Inc.

Kevin Rohner (CRD# 7008615) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Charlotte, NC Dec 2019 - Current 3
The Vanguard Group, Inc. Charlotte, NC Sep 2018 - Nov 2019 1
Raycom Media Columbia, SC Jan 2018 - Aug 2018 < 1
University Of South Carolina Columbia, SC Aug 2014 - May 2018 3
Glory Days Grill Ellicott City, MD May 2017 - Aug 2017 < 1
Turf Valley Resort Ellicott City, MD May 2017 - Aug 2017 < 1
Howard County Youth Program Ellicott City, MD Mar 2009 - Jul 2017 8
Pinnacle Advisory Group Columbia, MD May 2015 - Aug 2016 1
River Hill High School Clarksville, MD Aug 2010 - May 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2018
S66 NASAA Uniform Combined State Law Examination Jan 2020
Contact Info for Kevin C. Rohner
Phone Number: 201-352-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    692,292
    MILLIONS
  • Total Number of Accounts
    1,073,865
    ACCOUNTS
  • Average Account Value
    $644,673
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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