Larry Carroll (CRD# 1026306) is an Investment Advisor Representative working at Wealth Enhancement Advisory Services, LLC in Rock Hill, SC and has over 42 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wealth Enhancement Group | Rock Hill, SC | Nov 2021 - Current | 2 |
| Wealth Enhancement Advisory Services | Rock Hill, SC | Nov 2021 - Current | 2 |
| Carroll Financial Associates, Inc. | Charlotte, NC | Jan 2021 - Nov 2021 | < 1 |
| Carroll Financial Associates, Inc. | Charlotte, NC | Mar 1984 - Jan 2021 | 36 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jan 2013 - Nov 2020 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1982 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- NC
- SC
- TX
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Total Assets Under Management72,025MILLIONS
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Total Number of Accounts154,394ACCOUNTS
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Average Account Value$466,499
- A percentage of assets under your management
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