Leslie CockingCRD Number: 5147301
Current Firm: Truist Advisory Services, Inc.
Leslie Cocking (CRD# 5147301) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Charlotte, NC and has over 8 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ubs Financial Services Inc.
|Truist Investment Services, Inc.||Charlotte, NC||Dec 2021 - Current||< 1|
|Truist Advisory Services, Inc.||Charlotte, NC||Dec 2021 - Current||< 1|
|Pnc Investments||Charlotte, NC||Oct 2018 - Nov 2021||3|
|Unemployed||Charlotte, NC||Oct 2017 - Sep 2018||< 1|
|Lpl Financial||Charlotte, NC||Feb 2014 - Oct 2017||3|
|Belk||Charlotte, NC||Nov 2013 - Jan 2014||< 1|
|The Vanguard Group, Inc.||Charlotte, NC||Jul 2013 - Sep 2013||< 1|
|The Vitamin Shoppe||Charlotte, NC||Apr 2013 - Jul 2013||< 1|
|Unemployed||Charlotte, NC||Jun 2012 - Apr 2013||< 1|
|Charlotte Mecklenburg Schools||Charlotte, NC||Feb 2012 - Jun 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2013|
|S65||NASAA Investment Advisors Law Examination||Jul 2021|
Total Assets Under Management61,581MILLIONS
Total Number of Accounts126,886ACCOUNTS
Average Account Value$485,328
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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