Leslie Cocking (CRD# 5147301) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Charlotte, NC and has over 8 years of experience in the finance industry.
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
CRD# 5753288
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Truist Investment Services, Inc. | Charlotte, NC | Dec 2021 - Current | < 1 |
| Truist Advisory Services, Inc. | Charlotte, NC | Dec 2021 - Current | < 1 |
| Pnc Investments | Charlotte, NC | Oct 2018 - Nov 2021 | 3 |
| Unemployed | Charlotte, NC | Oct 2017 - Sep 2018 | < 1 |
| Lpl Financial | Charlotte, NC | Feb 2014 - Oct 2017 | 3 |
| Belk | Charlotte, NC | Nov 2013 - Jan 2014 | < 1 |
| The Vanguard Group, Inc. | Charlotte, NC | Jul 2013 - Sep 2013 | < 1 |
| The Vitamin Shoppe | Charlotte, NC | Apr 2013 - Jul 2013 | < 1 |
| Unemployed | Charlotte, NC | Jun 2012 - Apr 2013 | < 1 |
| Charlotte Mecklenburg Schools | Charlotte, NC | Feb 2012 - Jun 2012 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2013 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2021 |
- NC
-
Total Assets Under Management61,581MILLIONS
-
Total Number of Accounts126,886ACCOUNTS
-
Average Account Value$485,328
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.